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Principal Internal Auditor (Grade 5) – The Capital Markets Authority, Nairobi

The Capital Markets Authority • Nairobi, Kenya

Category ICT Audit / Risk & Compliance
Job Type Full_time
Experience Minimum of nine (9) years of relevant professional experience in internal audit, assurance, governance, compliance, or risk management. At least three (3) years served in a...
Industry Sales, Marketing & Communication
Salary KES 400,000 – 600,000 /month
Posted Jul 03, 2026

Job Description

The Capital Markets Authority (CMA) is seeking an accomplished audit professional to join its leadership team as Principal Internal Auditor (Grade 5). This position offers an exciting opportunity for a highly experienced individual to contribute to the continuous enhancement of governance, enterprise risk management, operational accountability, and internal control systems within Kenya's capital markets regulator. Reporting directly to the Director, Internal Audit, the successful candidate will provide strategic assurance services that strengthen organizational resilience while supporting sound decision-making across the Authority. The Principal Internal Auditor will coordinate independent, objective, and risk-focused audit engagements designed to evaluate the adequacy, effectiveness, and efficiency of financial, operational, regulatory, and information technology controls. The position plays a significant role in promoting transparency, safeguarding organizational resources, improving business processes, and ensuring compliance with applicable legislation, policies, and internationally recognized auditing standards. Working closely with management and key stakeholders, the successful candidate will identify emerging risks, recommend practical control improvements, monitor implementation of corrective actions, and contribute to a culture of continuous improvement throughout the Authority. The role requires the ability to analyze complex financial and operational information, evaluate governance frameworks, assess information systems, and deliver professional audit reports supported by credible evidence and sound professional judgment. Beyond routine assurance assignments, the Principal Internal Auditor will participate in special reviews, investigative assignments, strategic initiatives, and organizational performance improvement projects whenever required. The position also supports the preparation of annual audit plans, implementation of departmental strategies, monitoring of performance targets, and achievement of institutional objectives aligned with CMA's corporate strategy. This opportunity is ideal for an experienced audit leader who combines technical excellence with ethical leadership, critical thinking, analytical capability, and exceptional communication skills. Candidates who are passionate about strengthening accountability, enhancing organizational performance, supporting regulatory excellence, and delivering value through modern internal auditing practices are encouraged to submit their applications. The successful individual will become part of an institution committed to integrity, professionalism, innovation, public confidence, and sustainable development of Kenya's capital markets.

Key Responsibilities

  • Develop comprehensive risk-based internal audit plans aligned with the Authority's strategic objectives and organizational priorities.
  • Coordinate implementation of approved annual audit programmes while ensuring adherence to professional auditing standards.
  • Evaluate governance structures, internal control environments, and enterprise risk management processes across departments.
  • Perform operational, financial, compliance, value-for-money, and information systems audits to assess organizational effectiveness.
  • Examine financial records, accounting processes, and supporting documentation for completeness, accuracy, and regulatory compliance.
  • Assess business operations to identify weaknesses, control gaps, inefficiencies, and opportunities for continuous improvement.
  • Conduct independent reviews of information technology controls, cybersecurity practices, and automated business processes.
  • Perform periodic cash counts, asset verification exercises, and surprise inspections where necessary.
  • Gather, verify, analyze, and document audit evidence supporting professional conclusions and recommendations.
  • Prepare detailed audit reports containing practical findings, risk assessments, and actionable improvement recommendations.
  • Monitor implementation of agreed management action plans arising from completed audit engagements.
  • Provide professional advisory support to management on governance, risk mitigation, compliance, and control enhancement initiatives.
  • Participate in special investigations, fraud reviews, and other assignments requiring independent assurance.
  • Support preparation of departmental budgets, procurement plans, work plans, and performance reports.
  • Review organizational policies and procedures to ensure operational efficiency and regulatory compliance.
  • Promote ethical conduct, accountability, transparency, and responsible stewardship of organizational resources.
  • Collaborate with internal stakeholders to strengthen institutional governance frameworks.
  • Maintain confidentiality while handling sensitive organizational information.
  • Keep current with evolving auditing standards, regulatory requirements, and emerging risk management practices.
  • Contribute to continuous improvement initiatives that enhance organizational effectiveness and operational excellence.

Qualifications & Requirements

  • Bachelor's degree in Finance, Accounting, Commerce, Business Administration, Economics, Business Management, Law, Information Technology, or another relevant discipline from a recognized institution.
  • Professional certification in Certified Internal Auditor (CIA), CPA (K), CISA, ACCA, or another recognized equivalent qualification.
  • Valid membership in ICPAK, IIA, ISACA, ACCA, or another relevant professional body in good standing.
  • Management course lasting at least four weeks from a recognized institution or equivalent qualification.

How to Apply

Interested and qualified candidates should prepare a cover letter together with a detailed Curriculum Vitae (CV) in PDF format. Applications should be submitted by email to: [externaladvert2026@cma.or.ke](mailto:externaladvert2026@cma.or.ke) The deadline for receiving applications is July 6, 2026. Only shortlisted applicants will be contacted for the next stage of the recruitment process. Successful candidates will be required to satisfy the requirements of **Chapter Six of the Constitution of Kenya**, including obtaining: Certificate of Good Conduct from the Directorate of Criminal Investigations (DCI). Ethics and Anti-Corruption Commission (EACC) Clearance Certificate. Higher Education Loans Board (HELB) Clearance Certificate. Kenya Revenue Authority (KRA) Tax Compliance Certificate. Credit Reference Bureau (CRB) Clearance Certificate. The Capital Markets Authority is an Equal Opportunity Employer and welcomes applications from qualified persons living with disabilities. Any form of canvassing will result in automatic disqualification. The Authority does not charge any fee at any stage of the recruitment process.

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